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10.1 Where any member violates the Trading Rules, the Exchange will order the member to make rectification and may, depending on seriousness of the circumstances, impose one or several of the following penalties:
(1) circulating a notice of criticism among members;
(2) publishing a public censure in CSRC-designated media;
(3) suspending or restricting trading;
(4) revoking trading qualification; or/and
(5) canceling membership.
10.2 Any member not satisfied with the foregoing disciplinary sanction in (2), (3), (4) or/and (5) may apply to the board of the Exchange for a review within 15 days from the day of receiving the notice of disciplinary sanction. Enforcement of the relevant disciplinary sanction shall not be suspended during the review period. |
