Fund Holders' Rights and Obligations

Article 29 Fund holders have the following rights:

1. to attend or to entrust a representative to attend the fund holders' meeting;
2. to obtain fund benefits;
3. to oversee the fund management and obtain information on the status of the fund business and finances;
4. to bid, redeem or transfer fund units;
5. to obtain the surplus assets of the fund after settlements; and
6. other rights provided for in the fund deed.

Article 30 A fund holders' meeting shall be convened in the event of any of the following circumstances:

1. revision of the fund deed;
2. termination of the fund ahead of time;
3. ) change of the fund trustee;
4. change of the fund administrator; and
5. other circumstances prescribed by CSSCC.

Matters of the preceding paragraph shall, upon resolutions being adopted by the fund holders' meeting, be subject to the approval of CSSCC.

Article 31 Fund holders shall fulfill the following obligations:

1. to abide by the fund deed;
2. to pay the amount subscribed to the fund and the prescribed fees;
3. to bear limited liabilities for the losses or termination of the fund; and
4. not to engage in any activity detrimental to the interests of the fund and other fund holders.