| No. |
Date |
Overseas Authorities |
MOU Titles |
Place of Signing |
| 1 |
1993.6.19 |
Hong Kong Securities and Futures Commission |
Memorandum of Regulatory Cooperation |
Beijing |
| 2 |
1994.4.28 |
U.S. Securities and Exchange Commission |
MOU Regarding Cooperation, Consultation and the Provision of Technical Assistance |
Beijing |
| 3 |
1995.7.4 |
Hong Kong Securities and Futures Commission |
Memorandum of Regulatory Cooperation Concerning Futures |
Beijing |
| 4 |
1995.11.30 |
Monetary Authority of Singapore |
MOU on Cooperation and Exchange of Information on Regulation of Securities and Futures Activities |
Singapore |
| 5 |
1996.5.23 |
Australian Securities Commission |
MOU Regarding Securities and Futures Regulatory Cooperation |
Canberra |
| 6 |
1996.10.7 |
UK HM Treasury, Securities and Investments Board |
MOU on Mutual Assistance and the Exchange of Information Concerning Regulatory Cooperation in Securities and Futures Matters |
Beijing |
| 7 |
1997.3.18 |
Ministry of Finance, Japan |
Memorandum of Understanding |
Tokyo |
| 8 |
1997.4.18 |
Securities Commission of Malaysia |
MOU Regarding Securities and Futures Regulatory Cooperation |
Beijing |
| 9 |
1997.11.13 |
Comissao de Valores Mobiliarios, Brazil |
Memorandum of Understanding |
Beijing |
| 10 |
1997.12.22 |
Ukraine Securities and Stock Market State Commission |
MOU Regarding Securities Regulatory Cooperation |
Beijing |
| 11 |
1998.3.4 |
Commission des opérations de bourse, France |
MOU Regarding Securities and Futures Regulatory Cooperation |
Beijing |
| 12 |
1998.5.18 |
Commissariat aux Bourses, Luxemburg |
MOU Regarding Securities and Futures Regulatory Cooperation |
Beijing |
| 13 |
1998.10.8 |
Bundesaufsichtsamt für den Wertpapierhandel, Germany |
MOU Regarding Securities Regulatory Cooperation |
Frankfurt |
| 14 |
1999.11.3 |
Commissione Nazionale per le Societả e la Borsa, Italy |
MOU Regarding Securities and Futures Regulatory Cooperation |
Rome |
| 15 |
2000.6.22 |
Capital Market Authority of Egypt |
MOU Regarding Securities Regulatory Cooperation |
by courier |
| 16 |
2001.6.19 |
Financial Supervisory Commission, Korea |
Arrangement Regarding Securities and Futures Regulatory Cooperation |
Beijing |
| 17 |
2002.1.18 |
U.S. Commodity Futures Trading Commission |
Futures regulatory cooperation MOU |
Washington |
| 18 |
2002.6.27 |
Romania National Securities Commission |
MOU Regarding Securities and Futures Regulatory Cooperation |
Beijing |
| 19 |
2002.10.29 |
Financial Services Board, South Africa |
MOU Regarding Securities and Futures Regulatory Cooperation |
Pretoria |
| 20 |
2002.11.1 |
Netherlands Authority for the Financial Markets |
MOU on the Exchange of Information |
by courier |
| 21 |
2002.11.26 |
Belgium Banking and Finance Commission |
MOU Regarding Securities and Futures Regulatory Cooperation |
Beijing |
| 22 |
2003.3.21 |
The Participating Members of Canadian Securities Administrators |
MOU Regarding Securities and Futures Regulatory Cooperation |
by courier |
| 23 |
2003.5.22 |
Swiss Federal Banking Commission |
MOU Regarding Securities and Futures Regulatory Cooperation |
by courier |
| 24 |
2003.12.9 |
Indonesian Capital Market Supervisory Agency (BAPEPAM) |
MOU In Relation to Mutual Assistance and Exchange of Information |
Jakarta |
| 25 |
2004.2.20 |
New Zealand Securities Commission |
MOU Regarding Securities and Futures Regulatory Cooperation |
Wellington |
| 26 |
2004.10.14 |
Indonesian Commodity Futures Trading Regulatory Agency (CoFTRA) |
MOU Regarding Futures Regulatory Cooperation |
Beijing |
| 27 |
2004.10.26 |
Portugal Securities Market Commission (CMVM) |
MOU Regarding Securities and Futures Regulatory Cooperation |
Montreal |
| 28 |
2005.6.14 |
Nigeria Securities and Exchange Commission |
MOU Regarding Securities and Futures Regulatory Cooperation |
Beijing |
| 29 |
2005.6.27 |
State Securities Commission of Vietnam |
MOU Regarding Securities and Futures Regulatory Cooperation |
Beijing |
| 30 |
2006.9.15 |
Securities & Exchange Board of India |
MOU Regarding Securities and Futures Regulatory Cooperation |
Beijing |
| 31 |
2006.9.20 |
Comisión Nacional de Valores of Argentina (CNV) |
MOU Regarding Securities and Futures Regulatory Cooperation |
Shanghai |
| 32 |
2006.9.20 |
Jordan Securities Commission |
MOU Regarding Securities and Futures Regulatory Cooperation |
Shanghai |
| 33 |
2006.9.26 |
the Financial Supervisory Authority of Norway (Kredittilsynet) |
MOU Regarding Securities and Futures Regulatory Cooperation |
Oslo |
| 34 |
2006.11.10 |
Capital Markets Board of Turkey (SPK) |
MOU Regarding Securities and Futures Regulatory Cooperation |
Istanbul |
| 35 |
2006.11.21 |
Forward Markets Commission of India |
MOU Regarding Commodity Futures Regulatory Cooperation |
New Delhi |
| 36 |
2006.12.6 |
Emirate Securities and Commodities Authority |
MOU Regarding Securities and Futures Regulatory Cooperation |
by courier |
