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Listing Flowchart - Growth Enterprise Market (GEM)

The following chart sets out the process for a listing application on GEM:

Clear Business Days (See Note 1)   Main Board Requirements
H - 25 Application for advance booking to the Exchange
  • Submit the advance booking form (Appendix 5A to the GEM Listing Rules) with a timetable
  • Pay the full amount of the initial listing fee
  • Submit the documentary requirements under GEM Listing Rules 12.14, 12.17, 12.22 and 12.23.
  Recommendation / rejection by GEM Listing Unit Rejection > Discretionary appeal to GEM Listing Committee
  Recommendation  
H Hearing by GEM Listing Committee Rejection > Discretionary appeal to Listing (Review) Committee
  Approval After notification of approval in principle but before the date of issue of the listing document, lodgement of documents with the Exchange pursuant to GEM Listing Rule 12.24
  Issue of prospectus
  • By no later than 11 a.m. on the intended day of authorization of the prospectus, lodgement of documents with the Exchange pursuant to GEM Listing Rule 12.25
  • After the issue of the prospectus but before dealings commence, lodgement of documents to the Exchange pursuant to GEM Listing Rules 12.26 and 12.27
  Dealings in shares commences  

Note 2: Clear Business days (i.e. securities trading days of the Exchange)

 
 
 
   
 
 
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