|
1.1 These Rules are formulated in accordance with such laws as the Securities Law of the People's Republic of China, bylaws, regulations of competent authorities and the Constitution of Shenzhen Stock Exchange, for the purpose of regulating securities trading practices, maintaining an orderly securities market and protecting the legitimate rights and interests of investors.
1.2 These Rules apply to the trading in securities and derivative products (hereinafter collectively, securities) listed on Shenzhen Stock Exchange (hereinafter, the Exchange).
Those not provided in these Rules are governed by other relevant rules of the Exchange.
1.3 The principle of openness, fairness and equitability shall be observed in the trading of securities.
1.4 Investors shall comply with relevant laws, bylaws, and rules of the Exchange, and adhere to the principle of free will, compensation, honesty and good faith in the trading activities.
1.5 Securities are traded on a dematerialized and centralized basis or by such other means as the China Securities Regulatory Commission (hereinafter, the CSRC) may approve. |
