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Trading Disputes of Shenzhen Stock Exchange (SESE) Trading Rules (2006)

8.1 In case trading disputes arise between different Exchange members or between Exchange members and their clients, the members involved shall record the particulars of the disputes for inspection by the Exchange. In case the trading disputes affect the normal trading, the Exchange members shall report to the Exchange in a timely manner.

8.2 In case of trading disputes between different Exchange members or between Exchange members and their clients, the Exchange may provide necessary trading data pursuant to relevant regulations to help solve the disputes.

8.3 Exchange members are under a duty to settle the disputes about trading activities with their clients.

 
 
 
   
 
 
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