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Article 14 A bond listing application shall be subject to preliminary examination of this Stock Exchange, and then reported to CSRC for approval after this Stock Exchange has issued preliminary examination opinions.
Article 15 A bond issuer shall not reveal the relevant information without the approval of this Stock Exchange before filing a listing application till its bonds are approved for listing.
Article 16 After a bond listing application is approved by CSRC, this Stock Exchange shall arrange the listing of the bonds for trading within 3 months from the day of receiving the documents of approval.
Article 17 After a bond listing application is approved, the issuer and the recommender for listing shall complete the trusteeship work for the listed bonds in the trusteeship institutions designated by this Stock Exchange before the bonds are listed for trading, and submit the name list of the debenture holders to the trusteeship institution designated by this Stock Exchange after checking without discovering any error in it. The issuer and the recommender for listing shall be completely responsible for the accuracy of the name list.
Article 18 After an application for listing bonds for trading is approved by this Stock Exchange, the issuer shall announce the bonds listing announcement on the information disclosure newspapers and periodicals designated by the CSRC 5 days before the bonds are listed for trading, and put the listing announcement, documents of approval, and the relevant listing application documents at the designated places for the reference of the general public, and submit a duplicate of them to CSRC and this Stock Exchange respectively.
Article 19 Before bonds are listed, the issuer shall sign a listing agreement with this Stock Exchange. |