Corporate Bonds Listing Rules of Shanghai Stock Exchange (SSE) (1996) - Disposal on Violation of the Present Rules and Supplementary Provisions



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Corporate Bonds Listing Rules of Shanghai Stock Exchange (SSE) (1996) - Disposal on Violation of the Present Rules and Supplementary Provisions

Disposal on Violation of the Present Rules

Article 28 In case an issuer or any of its directors violates the relevant provisions of the present Rules, this Stock Exchange shall give it/him the following punishment according to the circumstance:

(1) Ordering it/him to correct;
(2) Criticizing internally;
(3) Condemning publicly in the designated newspapers and periodicals; and
(4) Reporting to CSRC for investigation and punishment.

Article 29 In case any recommender for listing violates the relevant provisions of the present Rules, this Stock Exchange shall give it/him the following punishment according to the circumstances:

(1) Ordering it/him to correct;
(2) Criticizing internally;
(3) Condemning publicly in the designated newspapers and periodicals;
(4) Canceling its/his qualification of a recommender for listing; and
(5) Reporting to CSRC for investigation and punishment.

Supplementary Provisions

Article 30 The power to revise and interpret the present Rules shall remain with this Stock Exchange.

Article 31 The present Rules shall be implemented as of the date of promulgation, the Bond Listing Rules of Shanghai Stock Exchange which was promulgated on May 29, 1996 shall be repealed simultaneously.