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1.1 The Trading Rules have been formulated in accordance with the Securities Law of the People's Republic of China and other laws, administrative regulations, rules of State departments and the Constitution of Shanghai Stock Exchange in order to regulate securities trading activities, safeguard the order in the securities market and protect the legitimate rights and interests of investors.
1.2 The Trading Rules are applicable to the trading of securities and derivatives (hereinafter collectively referred to as securities) listed on Shanghai Stock Exchange (hereinafter referred to as the Exchange). Any matter not specified in the Trading Rules shall be governed by other applicable rules of the Exchange.
1.3 The principle of openness, fairness and justice shall be followed in the trading of securities.
1.4 Trading of securities shall comply with laws, administrative regulations, rules of State departments and the relevant rules of the Exchange and shall be based on the principle of free will, compensation, honesty and good faith.
1.5 Securities shall be traded on a dematerialized and centralized basis or by such other means as China Securities Regulatory Commission (hereinafter referred to as the CSRC) may approve. |
