Supplementary Provisions of Trading Rules of Shanghai Stock Exchange (SSE)

11.1 Other trading-related matters in respect of exchange traded funds, bonds, bond repos, and warrants, etc. shall be governed by the rules formulated by the Exchange separately.

11.2 The time as mentioned in the Trading Rules refers to the time of the Exchange trading system.

11.3 In case of any discrepancy between any provision of the Exchange and the provisions in the Trading Rules on the unusual movement of stocks and mutual funds, the Trading Rules shall prevail.

11.4 The following terms in the Trading Rules shall have the meanings given below:

1. Market: the securities trading market established by the Exchange.
2. Listing and Trading: listing and trading of any security on the Exchange.
3. Client Instruction: an investor authorizes a member to buy or sell securities.
4. Order Routing: a member inputs a securities trading order into the Exchange trading system.
5. Standard Bonds: virtual bonds converted from different types of bonds at the corresponding conversion ratio to determine the amount of funds to be borrowed through collateral repos.
6. Best Price: the highest bid price or lowest offer price in the central orderbook. The central orderbook refers to the queue of all the unexecuted buy or sell orders that are ranked respectively at a certain point in the time of Exchange trading system according to price/time priority.
7. Virtual Opening Reference Price: the virtual execution price that is generated under call auction rules from all the valid orders at a specific point in time and disclosed in real-time.
8. Virtual Matched Volume: the volume disclosed in real-time of all the orders that are virtually executed at the virtual opening reference price at a specific point in time.
9. Virtual Unmatched Volume: the volume disclosed in real-time of all the remaining buy or sell orders that are not virtually executed at the virtual opening reference price at a specific point in time.

11.5 The Trading Rules shall come into force after being adopted by the board of the Exchange and upon the approval of the CSRC. The same procedure shall be followed when amendments are made hereto.

11.6 The power of interpretation of the Trading Rules shall rest with the Exchange.

11.7 The Trading Rules shall be implemented as of July 1, 2006.