Development Strategy Committee (a standing body)
To study development of the industry and work out development strategies; edit and publish magazines and periodicals; to organize and participate in international academic exchange and communications.
Practicing Standards Committee/Self-regulation Monitoring Committee (a standing body)
To work out practicing standards and self-regulation rules for members of the Association and employees in the securities industry; arrange for members of the Association to implement said practicing standards and supervise them to abide by self-regulation rules; investigate members suspected of violating self-regulation rules and bring forth suggestion for punishment; to arrange for practicing qualifications tests.
Education and Training Committee (a standing body)
To set forth industrial training standards and management rules, establish a management system of industrial training, and arrange for industrial training; to arrange education for investors.
Financial Innovation Committee (a standing body)
To carry out programs of financial product innovation; to be responsible for operation and improvement of a share-transferring system on behalf of other institutions.
Information Technology Committee (a standing body)
To formulate and carry out information technology standards in the industry;
To construct an internal information system of the Association.
Securities Brokerage Committee (a non-standing body)
To work out and adjust guidelines for securities brokerage and pertinent rules and technical standards; promote communications of information, arrange for business exchange, spread advanced experience and enhance cooperation in such respects as technical application.
Investment Banking Committee (a non-standing body)
To work out and adjust guidelines for investment banking and pertinent rules and technical standards; promote communications of information, arrange for business exchange, spread advanced experience and enhance cooperation in such respects as technical application.
Securities Investment Fund Committee (a non-standing body)
To work out and adjust guidelines for securities investment funds and pertinent rules and technical standards; promote communications of information, arrange for business exchange, popularize advanced experience and enhance cooperation in such respects as technical application.
Securities Analysts Committee (a non-standing body)
To work out and adjust guidelines for securities analyst's business and pertinent rules and technical standards; promote communications of information, arrange for business exchange, popularize advanced experience and enhance cooperation in such respects as technical application.
Legal Affairs Committee (a non-standing body)
Responsible for legal affairs of the Association, and providing legal aids for members of the Association. |