Article 10 A stock exchange should create open, fair and just market environment to ensure the normal operations of the securities market.

Article 11 The functions of a stock exchange include:

(1) provision of site and facilities for securities trading; (2) formulation of business rules for the stock exchange;
(3) acceptance of listing applications and arrangement of securities listing; (4) organization and supervision of securities trading;
(5) supervision and control over the members;
(6) supervision and control over the listed companies;
(7) establishment of the stock registration settlement agency;
(8) management and publication of market information; and
(9) other functions permitted by the Securities Commission.

Article 12 No stock exchange shall directly or indirectly engage in:

(1)businesses for profit;
(2)information and publication;
(3)publication of writings and materials on predictions on securities prices;
(4)provision of guaranty for others; and
(5)other businesses not approved by the Securities Commission.

Article 13 Listing of new varieties for securities trading by a stock exchange shall be submitted to the Securities Commission for approval.

Article 14 Provision of securities trading services in varieties for securities trading not listed in the exchange in networking and other forms by a stock exchange shall be submitted to the Securities Commission for approval.

Article 15 A stock exchange should formulate and revise business rules within the scope of its functions.

The business rules fromulated and revised by a stock exchange shall be adopted by the board of directors of the stock exchange and submitted to the Securities Commission for approval.

The business rules of a stock exchange shall include rules for listing, rules for trading, rules for membership management and other rules relating to securities trading activities.